SERVICES
Focused on the Fundamentals
Leerink Swann Private Client Services provides advisory, financial, research and investment services to high net-worth investors, medical professionals and life sciences companies. These services are grounded in solid fundamentals and deep industry insight and are focused on increasing clients' long-term wealth.
Our wealth advisory services offer premiere healthcare investment perspectives derived from:
- Award-winning research covering over 145 healthcare companies
- Proprietary insights generated by our MEDACorp network
- Access to Leerink Swann's proprietary deal flow
Exclusive Focus
Leerink Swann's exclusive focus on healthcare supports our Private Client Advisors in acquiring deep understanding of the companies they cover. We leverage this deep domain knowledge and our unique healthcare platform to help clients build wealth.
Traditional Brokerage
Leerink Swann helps clients make knowledgeable healthcare investment decisions by combining our industry-leading financial perspectives with proprietary insights from MEDACorp. Our clearing arrangement with Pershing LLC allows us access to a variety of Wall Street research and products.
Corporate Services
Our Corporate Services Group integrates Leerink Swann's equity research and trading expertise to offer:
- Restricted stock transactions expertise and advisory services (Rule 144, 145, 701, S-3)
- Monetization, distribution and hedging transaction execution
- Wealth management and trust & estate planning
- Rule 10b5-1 selling plans
- Dedicated transfer agent liaisons focused on venture-capital stock distributions
- Capital commitment and stock custody services
Access to Offerings Through Investment Banking
Our Investment Banking group works with many of the most exciting emerging healthcare companies to provide our private clients unique access to:
- Initial Public Offerings, (IPOs)
- Follow-on offerings (i.e. secondary offerings)
- Private Placements
- Private Investments in Public Entities (PIPEs)
| John S. McPhee Managing Director | Jeffry T. Muller Phone: (617)-918-4842 |
Please contact us for more information or to open an account.